Northern Trust

{"webSite":[{"url":"https://www.northerntrust.com/","type":1,"isLegal":true}],"influenceRank":"A","ico":"https://eimgjys.fxeyee.com/ico/6221190619/FXT6221190619_300092.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/6221190619/FXT6221190619_579959.png_wiki-template-global","shortName":"Northern Trust","establishYear":2018,"score":"1.55","tradeEnvRank":null,"isCommentProtect":true,"searchCount":23,"summary":{"content":"{brokers name}是一家英國交易商，成立於2018年，在2022年有1條監管機構披露信息，客戶服務：支持英語，主要服務美國，{brokers name}的影響力主要分佈在奧地利、澳大利亞、巴西、加拿大、瑞士、中國、捷克、德國、愛沙尼亞、埃及，影響力平均指數為7.56，綜合評級為A，天眼評分給{brokers name}打了1.55分。"},"advantage":{"advantages":["成立時間較久","在線客服支持"],"disadvantages":["有監管機構負面信息披露","該交易商天眼評分較低","會收到大部分的客戶回答，但等待時間較長"]},"highLight":{"regulatorCountry":[],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}超限經營英國 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NFA是CFTC指定的註冊期貨協會，致力於維護衍生品市場的完整性，保護投資者並確保會員履行其監管職責。","banner":"https://img.souhei.com.cn/bg/638049702709694494/FXR638049702709694494_339142.jpg_wiki-template-global","bannerV2":"https://img.souhei.com.cn/bg/638049702709694494/FXR638049702709694494_339142.jpg_wiki-template-global","code":"8402684302","country":"美國","bgColor":"#3B1E71","regulatorColor":"#E6DAFF"},"DisclosureDetail":[{"CategoryName":"罰款","Reason":"該決定由 nfa 的商業行為委員會 (bcc) 發布，基於 bcc 發出的投訴和提交的和解提議 Northern Trust，其中它既不承認也不否認這些指控。","RegId":"202211280811521570","Content":"新聞稿 2022 | 2021 | 年2020 | 2019 | 2018 | Show more years 通過電子郵件將其發送給朋友，以便在 2021 年 6 月 29 日立即發布以獲取更多信息，請聯繫：christie hillsman，312-781-1497，chillsman@nfa.futures.org karen wuertz，312-781-1335，kwuertz@nfa.futures。 org nfa 訂購芝加哥，病了。交換經銷商 Northern Trust公司支付 999,000 美元罰款 6 月 29 日，芝加哥——NFA 已下令芝加哥生病。掉期交易商 (sd) Northern Trust公司 （ Northern Trust ) 支付 999,000 美元的罰款。該決定由 nfa 的商業行為委員會 (bcc) 發布，基於 bcc 發出的投訴和提交的和解提議 Northern Trust，其中它既不承認也不否認這些指控。投訴指稱 Northern Trust未能建立適當的書面程序，以確保公司在進行掉期交易之前或同時與交易對手執行書面掉期交易關係文件。投訴還稱 Northern Trust未能在進行掉期交易之前向掉期交易對手方提供某些重大披露，並且未能向某些交易對手方提供所需的交易前中間市場標記和每日標記。投訴還稱 Northern Trust未能充分實施旨在確保遵守 CFTC 商業行為標準的程序，未能建立和實施合理設計的程序來處理、管理響應、補救、重新測試和解決不合規問題。最後，投訴稱 Northern Trust未能建立和實施適當的製度來認真監督其可持續發展活動。 bcc 在其決定中發現 Northern Trust犯下了所謂的違規行為，並被認為 Northern Trust最近在接受和解提議方面做出的補救努力。投訴和決定的完整文本可以在 nfa 的網站上查看。","Title":"NFA 責令伊利諾伊州芝加哥的掉期交易商 The Northern Trust Company 支付 999,000 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