Global Broker Regulation Inquiry App
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A Visit to Grandly Financial Group in Hong Kong – Office Found
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：2025-08-07
Grandly Financial Group
A Visit to Sharp Point System in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-06
Sharp Point System
A Visit to Golden Mountain Financial in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-05
GM
A Visit to Xin Hui Bao in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-04
91PME.COM
A Visit to Prudential Brokerage in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-04
PRUDENTIAL BROKERAGE
A Visit to Halcyon Capital in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-01
Halcyon Capital
A Visit to GF Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-01
GF SECURITIES (HONG KONG)
A Visit to DA International in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-01
DA
A Visit to Zinvest in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Zinvest
A Visit to Yuanta Financial in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Yuanta
A Visit to Holly International Financial in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
HOLLY INTERNATIONAL FINANCIAL HOLDINGS
A Visit to De Riva in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-08-01
De Riva
A Visit to Hafoo Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Hafoo Securities
A Visit to TFI SECURITIES AND FUTURES in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
TFI SECURITIES AND FUTURES
A Visit to Interactive Brokers in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
InteractiveBrokers
A Visit to Phillip Securities Group in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Phillip Securities Group
A Visit to Futu in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-30
FUTU
A Visit to Success Finance in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
Success Finance
A Visit to CLSA Premium in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
CLSA Premium
A Visit to Soochow Securities in Hong Kong – Office Found
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：2025-07-31
SOOCHOW SECURITIES (HONG KONG)
Hong Kong Grandly Financial Group
Hong Kong Sharp Point System
Hong Kong GM
Hong Kong 91PME.COM
Hong Kong PRUDENTIAL BROKERAGE
Hong Kong Halcyon Capital
Hong Kong GF SECURITIES (HONG KONG)
Hong Kong DA
Hong Kong Zinvest
Hong Kong Yuanta
Hong Kong HOLLY INTERNATIONAL FINANCIAL HOLDINGS
Hong Kong De Riva
Hong Kong Hafoo Securities
Hong Kong TFI SECURITIES AND FUTURES
Hong Kong InteractiveBrokers
Hong Kong Phillip Securities Group
Hong Kong FUTU
Hong Kong Success Finance
Hong Kong CLSA Premium
Hong Kong SOOCHOW SECURITIES (HONG KONG)
Field-Surveyed Broker
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
Regulated
Vantage Capital Markets
6.18
Score 5-10 yearsRegulated in United KingdomInst Forex Execution (STP)Suspicious Operational RegionHigh Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
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