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Global Broker Regulation & Inquiry App
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All Regulators

The Financial Industry RegulatoryAuthorityFINRA

Financial Crimes Enforcement NetworkFinCEN

National Futures AssociationNFA

Securities and Futures Commission of Hong KongSFC

Australia Securities & Investment CommissionASIC

Financial Services AgencyFSA

Financial Conduct AuthorityFCA

National Commission for Companies and the Stock ExchangeCONSOB

Central Bank of RussiaCBR

Cyprus Securities and Exchange CommissionCYSEC

Federal Financial Supervisory AuthorityBaFin

The Autorité des Marchés FinanciersAMF

China Financial Futures ExchangeCFFEX

Swiss Financial Market Supervisory AuthorityFINMA

Financial Markets AuthorityFMA

The Chinese Gold & Silver Exchange SocietyCGSE

National Bank of the Republic of BelarusNBRB

Financial Sector Conduct AuthorityFSCA

Taipei ExchangeTPEx

Securities and Futures BureauSFB

Canadian Investment Regulatory OrganizationCIRO

Central Bank of IrelandCBI

Bank of LithuaniaLB

Securities and Exchange CommissionSEC

BANQUE DU LIBANBDL

Monetary Authority of SingaporeMAS

Mwali International Services AuthorityMISA

Czech national bankCNB

The Securities Commission MalaysiaSCM

Labuan Financial Services AuthorityLFSA

Comisión Nacional del Mercado de valoresCNMV

Jakarta Futures ExchangeJFX

Securities and Commodities AuthoritySCA

The Financial Services CommissionFSC

Malta Financial Services AuthorityMFSA

Abu Dhabi Global MarketADGM

Dubai Financial Services AuthorityDFSA

Badan Pengawas Perdagangan Berjangka Komoditi Kementerian PerdaganganBAPPEBTI

Capital Markets Authority LEBANONCMA

The Israel Securities AuthorityISA

Indonesia Commodity and Derivatives ExchangeICDX

Portuguese Securities Market CommissionCMVM

Vanuatu Financial Services CommissionVFSC

The Securities Commission of The BahamasSCB

Cayman Islands Monetary AuthorityCIMA

Financial Services CommissionFSC

Financial Transactions and Reports Analysis Centre of CanadaFINTRAC

The Capital Market CommissionSCMN

British Virgin Islands Financial Services CommissionFSC

Anjouan Offshore Finance AuthorityAOFA

The Financial Supervision AuthorityFSA

Polish Financial Supervision AuthorityKNF

Securities and Exchange Regulator of CambodiaSERC

Financial Services AuthorityFSA

The Seychelles Financial Services AuthorityFSA

The Astana Financial Services AuthorityAFSA

Financial Supervisory ServiceFSS

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Selected Conditions
Securities and Futures Commission of Hong KongSFC
Reset
member 99+
information disclosure 99+
Regulated

ATFX

United Kingdom 5-10 years

Benchmark

B

SFC Leveraged foreign exchange trading
Regulated
Regulated in AustraliaRegulated in Hong KongRegulated in United KingdomRegulated in CyprusRegulated in United Arab EmiratesMarket Making(MM)Leveraged foreign exchange tradingInstitution Forex LicenseStraight Through Processing(STP)Investment Advisory LicenseMT4 Full LicenseMT5 Full LicenseGlobal Business

Regulatory License Number:BUM667

8.92
Score
Regulated

Saxo

Hong Kong Above 20 years
SFC Dealing in futures contracts & Leveraged foreign exchange trading
Regulated
Regulated in United KingdomRegulated in JapanRegulated in Hong KongRegulated in FranceRegulated in ItalyRegulated in SwitzerlandRegulated in SingaporeRegulated in AustraliaDealing in futures contracts & Leveraged foreign exchange tradingMarket Making(MM)Financial ServiceRetail Forex LicenseCommon Business RegistrationGlobal BusinessFrance Common Financial Service License RevokedUnited Arab Emirates Common Financial Service License RevokedSuspicious OverrunHigh potential risk

Regulatory License Number:AVD061

8.25
Score
Regulated

GTJAI

Hong Kong Above 20 years
SFC Dealing in futures contracts
Regulated
SFC Leveraged foreign exchange trading
Regulated
Regulated in Hong KongDealing in futures contractsLeveraged foreign exchange tradingMT4 Full LicenseChinese market only

Regulatory License Number:ADI115

8.22
Score
Regulated

EBSI

Hong Kong 15-20 years
SFC Dealing in futures contracts
Regulated
SFC Leveraged foreign exchange trading
Regulated
Regulated in Hong KongDealing in futures contractsLeveraged foreign exchange tradingMT4 Full License

Regulatory License Number:AAF237

8.20
Score
Regulated

WOCOM

Hong Kong Above 20 years
SFC Dealing in futures contracts
Regulated
SFC Leveraged foreign exchange trading
Regulated
Regulated in Hong KongLeveraged foreign exchange tradingDealing in futures contractsDealing in securitiesAdvising on securitiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk

Regulatory License Number:AAH843

8.17
Score
Regulated

Wing Fung

Hong Kong 15-20 years
SFC Leveraged foreign exchange trading
Revoked
SFC Dealing in futures contracts
Regulated
Regulated in Hong KongType AA LicenseDealing in futures contractsCommon Financial Service LicenseSuspicious Scope of BusinessHong Kong Leveraged foreign exchange trading RevokedSuspicious OverrunMedium potential risk

Regulatory License Number:ARI401

8.10
Score
Regulated

Fulbright Financial Group

Hong Kong 15-20 years
SFC Dealing in futures contracts
Regulated
SFC Asset management
Over-Operation
Regulated in Hong KongDealing in futures contractsDealing in securitiesAsset managementChinese market onlySuspicious OverrunMedium potential risk

Regulatory License Number:AME963

7.80
Score
Regulated

Funderstone

Hong Kong 15-20 years
SFC Dealing in futures contracts
Regulated
SFC Asset management
Over-Operation
Regulated in Hong KongDealing in futures contractsDealing in securitiesAsset managementSuspicious Scope of BusinessSuspicious OverrunMedium potential risk

Regulatory License Number:AAD847

7.80
Score
Regulated

SinoPac

Hong Kong 5-10 years
SFC Dealing in futures contracts
Regulated
Regulated in TaiwanRegulated in Hong KongDealing in securitiesDealing in futures contractsSuspicious Scope of BusinessMedium potential risk

Regulatory License Number:BIZ502

7.77
Score
Regulated

SHENG YUAN

Hong Kong 10-15 years
SFC Dealing in futures contracts
Regulated
SFC Advising on corporate finance
Over-Operation
Regulated in Hong KongDealing in futures contractsAdvising on corporate financeAdvising on securitiesSuspicious Scope of BusinessSuspicious OverrunMedium potential risk

Regulatory License Number:AVO470

7.75
Score
Regulated

Blackwell Global

Bahamas 5-10 years
SFC Dealing in futures contracts
Regulated
SFC Dealing in securities
Over-Operation
Regulated in United KingdomRegulated in Hong KongRegulated in BahamasRegulated in CambodiaMarket Making(MM)Dealing in futures contractsDealing in securitiesAdvising on futures contractsRetail Forex LicenseCommon Financial Service LicenseMT4 Full LicenseMT5 Full LicenseRegional BrokersNew Zealand Financial Service Corporate RevokedGermany Retail Forex License RevokedCyprus Straight Through Processing(STP) UnsubscribedSuspicious OverrunHigh potential riskOffshore Regulated

Regulatory License Number:BGX460

7.72
Score
Regulated

Rakuten Securities

Australia 15-20 years
SFC Leveraged foreign exchange trading
Regulated
Regulated in JapanRegulated in Hong KongRetail Forex LicenseLeveraged foreign exchange tradingMT4 Full LicenseGlobal BusinessHigh potential risk

Regulatory License Number:AIM232

7.64
Score
Regulated

PRIME CDEX

Hong Kong 5-10 years
SFC Dealing in futures contracts
Regulated
SFC Asset management
Over-Operation
Regulated in Hong KongDealing in futures contractsDealing in securitiesAsset managementSuspicious Scope of BusinessSuspicious OverrunMedium potential risk

Regulatory License Number:AHA296

7.62
Score
Regulated

CIFCO

Hong Kong 15-20 years
SFC Dealing in futures contracts
Regulated
SFC Dealing in securities
Over-Operation
Regulated in Hong KongDealing in futures contractsDealing in securitiesSelf-developedSuspicious Scope of BusinessSuspicious OverrunMedium potential risk

Regulatory License Number:ALZ260

7.59
Score
Regulated

J.P. Morgan

Hong Kong Above 20 years
SFC Dealing in futures contracts
Regulated
SFC Dealing in futures contracts
Regulated
Regulated in Hong KongRegulated in MalaysiaDealing in futures contractsMarket Making(MM)Self-developedGlobal Business

Regulatory License Number:AAA121

7.58
Score
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