Financial Markets Authority
2011년정부 규제
The Financial markets Authority (FMA) is a New Zealand government agency responsible for enforcing securities, financial reporting and company law as they apply to financial services and securities markets. The FMA also regulates securities exchanges, financial advisers and brokers, auditors, trustees and issuers - including issuers of KiwiSaver and superannuation schemes. It jointly oversees designated settlement systems in New Zealand, with the Reserve Bank of New Zealand (RBNZ). FMA is a member of New Zealand’s Council of Financial Regulators.
브로커 공시
공시 요약
- 공시 정보 매칭 공식 URL 일치
- 공시 시간 2018-07-03
- 처벌 이유 Chemmi Holdings Ltd(Binary Tilt도 운영)가 운영하는 Max CFD에서 고객 자금을 부당하거나 설명 없이 원천징수했다는 보고를 받았습니다.
더 많은 규제 공시
Sanction
2019-08-07
Sanction
2022-04-14
nfa 주문 코네티컷 기반 IB llc, $250,000 벌금 지불
InteractiveBrokers
Sanction
2020-06-01