WikiFX, as an independent third-party information service platform, is dedicated to providing users with comprehensive and objective broker regulatory information services. WikiFX does not directly engage in any forex trading activities, nor does it offer any form of trading channel recommendations or investment advice. The ratings and evaluations of brokers by WikiFX are based on publicly available objective information and take into account the regulatory policy differences of various countries and regions. Broker ratings and evaluations are the core products of WikiFX, and we firmly oppose any commercial practices that may compromise their objectivity and fairness. We welcome supervision and suggestions from users worldwide. To report any concerns, please contact us: report@wikifx.com
您当前语言与浏览器默认语言不一致，是否切换？
切换
Global Broker Regulation & Inquiry App
National Futures Association
Year 1982Regulated by Government
National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
Disclose broker
Disclosure summary
- Disclosure matching Name matching
- Disclosure time 2021-09-16
- Penalty amount $ 150,000.00 USD
- Reason for punishment The Committee found that ED&F Man failed to comply with the qualification testing requirement as to certain associated persons by the compliance date.
Disclosure details
NFA orders London, U.K. swap dealer ED&F Man Capital Markets Limited to pay a $150,000 fine
For Immediate Release
September 16, 2021
For more information contact:
Christie Hillsman, 312-781-1497, chillsman@nfa.futures.org
Karen Wuertz, 312-781-1335, kwuertz@nfa.futures.org
NFA orders London, U.K. swap dealer ED&F Man Capital Markets Limited to pay a $150,000 fine
September 16, Chicago—NFA has ordered London, U.K. swap dealer ED&F Man Capital Markets Limited (ED&F Man) to pay a $150,000 fine.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC and a settlement offer submitted by ED&F Man, in which it neither admitted nor denied the allegations. The Committee found that ED&F Man failed to comply with the qualification testing requirement as to certain associated persons by the compliance date.
The complete text of the Complaint and Decision can be viewed on NFA's website.
Annex
More regulatory disclosure
Danger
2023-02-07
INVESTOR ALERT: FTSFX
FTSFX
Danger
2022-05-05
INVESTOR ALERT: EIBANK 
EIBANK
Danger
2021-11-05
INVESTOR ALERT AGAINST TELFORWARD 
TELFORWARD