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WikiFX Express

BaFin Investigates Trading Platform LLC "Fort Securities BLR"

Black List: Canada IIROC Warns these Unlicensed Brokers

WikiFX

| 2022-09-19 17:30

Abstract：As we all know, checking the license of a broker is a necessary step before an investor decides to trade with the broker.

However, some cunning scammers may intend to disclose the truth that it is not being overseen by any regulator. When it comes to this situation, checking the black list of regulators may be helpful.

Here we collect a list of unlicensed brokers that have been blocked by the Canadian regulator - the Investment Industry Regulatory Organization of Canada (IIROC) this year:

1. TradingSpace

Website: https://tradingspace.pro/

2. Velocitytradefx.com

Website: https://velocitytradefx.com/

3. Ontario Invest

Website: https://ontarioinvest.com/

4. MaxiCapital

Website: https://www.maxicapital.group/

5. Lucros Financeiros

Website: https://lucrosfinanceiros.finance/

6. Trade Star Capital

Website: https://tradestarcapital.xyz/

7. E Trade Markets

Website: https://etrademarkets.com/

IIROC reminds traders: Be an informed investor - Don't be fooled by fraudsters misrepresenting themselves.

Disclaimer:

The views in this article only represent the author's personal views, and do not constitute investment advice on this platform. This platform does not guarantee the accuracy, completeness and timeliness of the information in the article, and will not be liable for any loss caused by the use of or reliance on the information in the article.

BaFin Investigates Trading Platform LLC "Fort Securities BLR"

Webull and Others Fined $275,000 for Incomplete Suspicious Activity Reports

Webull Financial, alongside Lightspeed Financial Services Group and Paulson Investment Company, LLC, has agreed to pay a collective fine of $275,000 following an investigation by the US Securities and Exchange Commission (SEC). The penalty was issued due to the firms’ failure to include essential information in suspicious activity reports (SARs) over a four-year period.

Original 2024-11-26 17:50

Barclays Resolves £40M Fine Over 2008 Fundraising Disclosure Failures

Barclays has reached a settlement with the UK’s Financial Conduct Authority (FCA), agreeing to pay a £40 million fine for failing to adequately disclose arrangements with Qatari investors during its critical fundraising efforts amidst the 2008 financial crisis.

Original 2024-11-26 17:46

WikiEXPO Global Expert Interview: Advanced Practices and Insights in Financial Regulation

In the midst of rapid advancements and evolving landscapes in financial technology, financial regulation, and ensuring financial security, WikiGlobal stands at the forefront, closely tracking these transformative trends. As we embark on our series of exclusive interviews focusing on these pivotal areas, we are delighted to have had an in-depth conversation with.

Original 2024-11-26 14:30